Export information on Sophos products
Customers are encouraged to familiarize themselves with the import regulations of their country to ensure compliance with their specific regulations and to ensure timely delivery of Sophos products they may purchase.
Some Sophos products are subject to export restrictions because they include encryption technology.
Sophos products are subject to US export regulations when they are exported from the US. In the United States, a branch of the U.S. Department of Commerce known as the Bureau of Industry and Security regulates exports through the Export Administration Regulations (EAR). These regulations spell out the export restrictions on a wide variety of goods, software, and technologies. Sophos products are not permitted to be exported to Cuba, Iran, North Korea, Syria, or Sudan, but may be exported to other countries subject to the applicable import regulations of such country. The US export classifications for the Sophos products are set out in Table 1 below.
Note also that Sophos LTD is registered under the recent US Encryption Registration program. Sophos's registrant number is R100018.
See the following URLs for more information on US export regulations:
www.bis.doc.gov/policiesandregulations/
www.access.gpo.gov/bis/
Various Sophos products, as required, have also been classified in accordance UK export controls under the Community General Export Authorisation (CGEA) and Open Individual Export Licences (OIEL) as noted in Table 2 below and such classifications apply when Sophos products are exported from the UK.
See the following URL for more information on UK export controls:
www.berr.gov.uk/europeandtrade/strategic-export-control/
The following information may be required for shipping documentation, record keeping, or post-shipment reporting related to the listed Sophos products:
Table 1
| Sophos Product | ECCN1 | License Exception2 | CCATS3 |
|---|---|---|---|
| Software | |||
| Sophos Anti-Spam Interface (SASI) | 5D002 (C.1) | ENC (unrestricted) | G076251 |
| Sophos Anti-Virus (SAV) for Mac | 5D992 (C) | N/A (mass market) | G076252 |
| Sophos Anti-Virus (SAV) for UNIX | 5D992 (C) | N/A (mass market) | G076252 |
| Sophos Anti-Virus (SAV) for Linux | 5D992 (C) | N/A (mass market) | G076252 |
| Sophos Anti-Virus Interface (SAVI) | 5D002 (C.1) | ENC (unrestricted) | G076251 |
| Sophos Computer Security Scan | 5D992 (C) | N/A (mass market) | G079727 |
| Sophos Endpoint Security & Control | 5D992 (C) | N/A (mass market) | G076250 |
| Sophos Endpoint Security & Data Protection | 5D992 (C) | N/A (mass market) | G076250 |
| Sophos for Microsoft SharePoint | 5D992 (C) | N/A (mass market) | G076094 |
| Sophos NAC Advanced | 5D002 (C) | ENC (unrestricted) | G076250 |
| Sophos PureMessage for Exchange | 5D992 (B) | N/A (mass market) | G079729 |
| Sophos PureMessage for UNIX | 5D992 (C) | N/A (mass market) | G076094 |
| Sophos PureMessage for Lotus Domino | 5D992 (C) | N/A (mass market) | G076094 |
| Sophos SafeGuard Enterprise | 5D992 (C) | N/A (mass market) | G077275 |
| Sophos SafeGuard Easy | 5D992 (C) | N/A (mass market) | G077275 |
| Sophos SafeGuard LAN Crypt | 5D992 | N/A (mass market) | N/A |
| Sophos SafeGuard MailGateway | 5D992 | N/A (mass market) | N/A |
| Sophos SafeGuard PortProtector | 5D992 | N/A (NLR) | N/A |
| Sophos SafeGuard PrivateCrypto | 5D992 | N/A (mass market) | N/A |
| Sophos SafeGuard PrivateDisk | 5D992 | N/A (mass market) | N/A |
| Sophos SafeGuard RemovableMedia | 5D992 | N/A (mass market) | N/A |
| Sophos Virtual Email Appliance | 5D992 | N/A (mass market) | N/A |
| Appliances | |||
| Sophos Email Appliance ES100 | 5A002 (A.1) | ENC (unrestricted) | G078960 |
| Sophos Email Appliance ES1000 | 5A002 (A.1) | ENC (unrestricted) | G050803 |
| Sophos Email Appliance ES1100 | 5A002 (A.1) | ENC (unrestricted) | G073773 |
| Sophos Email Appliance ES4000 | 5A002 (A.1) | ENC (unrestricted) | G043583 |
| Sophos Email Appliance ES5000 | 5A002 (A.1) | ENC (unrestricted) | G068377 |
| Sophos Email Appliance ES8000 | 5A002 (A.1) | ENC (unrestricted) | G068377 |
| Sophos Management Appliance SM2000 | 5A002 (A.1) | ENC (unrestricted) | G068809 |
| Sophos Management Appliance SM5000 | 5A002 (A.1) | ENC (unrestricted) | G070752 |
| Sophos Web Appliance WS100 | 5A002 (A.1) | ENC (unrestricted) | G078960 |
| Sophos Web Appliance WS500 | 5A002 (A.1) | ENC (unrestricted) | G068810 |
| Sophos Web Appliance WS1000 | 5A002 (A.1) | ENC (unrestricted) | G051630 |
| Sophos Web Appliance WS1100 | 5A002 (A.1) | ENC (unrestricted) | G068809 |
| Sophos Web Appliance WS5000 | 5A002 (A.1) | ENC (unrestricted) | G138827 |
Table 2
| Sophos Product | Control Entry4 | ECO Reference No. |
|---|---|---|
| Sophos Anti-Spam Interface (SASI) | 5D002c1 | ERE2009/003981 |
| Sophos Anti-Virus (SAV) for Mac | 5D002c1 | ERE2009/003971 |
| Sophos Anti-Virus (SAV) for UNIX | 5D002c1 | ERE2009/003971 |
| Sophos Anti-Virus (SAV) for Linux | 5D002c1 | ERE2009/003971 |
| Sophos Anti-Virus Interface (SAVI) | 5D002c1 | ERE2009/003981 |
| Sophos Endpoint Security & Control | 5D002c1 | ERE2009/003966 |
| Sophos Endpoint Security & Data Protection | 5D002c1 | ERE2009/003966 |
| Sophos for Microsoft SharePoint | NLR | ERE2009/003881 |
| Sophos NAC Advanced | 5D002c1 | ERE2009/003966 |
| Sophos PureMessage for Exchange | NLR | ERE2009/003881 |
| Sophos PureMessage for UNIX | NLR | ERE2009/003881 |
| Sophos PureMessage for Lotus Domino | NLR | ERE2009/003881 |
| Sophos SafeGuard Enterprise | NLR | ERE2009/002227 |
| Sophos SafeGuard Easy | NLR | ERE2009/002227 |
- ECCN
Export Control Classification Number assigned by the U.S. Department of Commerce, Bureau of Industry and Security (BIS) in the Commerce Control List (CCL). This is the fundamental designation indicating the level of control for an item.
5A002 (Information Security) Software containing cryptography which is not controlled under the Cryptography Note of the EAR.
Please review the current Commerce Control List Overview and the Country Chart for up to date information on the current countries to which exports are restricted for the referenced ECCNs. As of November 2009, mass market items may be exported without a license to any destination, except to embargoed/sanctioned countries (Cuba, Iran, North Korea, Sudan, and Syria) or to prohibited end-users or for prohibited end-uses. - License Exception ENC
Sophos received a License Exception from the U.S. Department of Commerce for each of the appliance products after submitting each to a one-time significant technical review by the National Security Agency (NSA). "Unrestricted"" in the above column indicates that the software is eligible for "ENC" under Sections 740.17(a) and 740.17(b)(3) of the EAR. See the following URL for further information on the ENC License Exception: http://www.bis.doc.gov/encryption/lechart1.htm - CCATS (Commodity Classification Automated Tracking System)
This is the code number assigned by BIS to products that it has classified against the CCL. - NLR
This abbreviation indicates that UK Export Control Organization ("ECO") has indicated that the product does not require a license for export from the UK ("No License Required").
